New ETF Listed today
THOR Conservative Risk Dynamic ETF | $THCR
Fees: 1.10% = 0.85% MGT + 0.25% AFFE
Multi asset strategy ETF using other ETFs.
For ETF ops nerds, take this: CUSIP: 885155408
New ETF filings, listings, strategy changes and market trends, tracked from the SEC and exchange sources as they land.
New ETF Listed today
THOR Conservative Risk Dynamic ETF | $THCR
Fees: 1.10% = 0.85% MGT + 0.25% AFFE
Multi asset strategy ETF using other ETFs.
For ETF ops nerds, take this: CUSIP: 885155408
• VegaShares SEI US Equity Autocallable 10% Target Income ETF - $VTEN
Eff: Jan 15, 2027 - Fees: [tba]
Seeks to generate 10% contingent annualized income while providing reduced downside risk through exposure to a Laddered Autocall Index, which replicates the performance of a diversified portfolio of synthetic autocallable notes and composed of 52 US equity-linked synthetic autocallable notes in a laddered maturity alignment, each referencing one of 16 NYSE U.S. 500 Target Volatility+ indices with a 10% annualized coupon target.
#ETF #NewETF @VegaShares @adamtstempel
• XFUNDS Value Income ETF | $VTVX | 0.75%
Active ETF holding US value stocks/ETFs, plus put and call spreads for income. Distributions may include return of capital.
Website:
#ETF #NYSEArca @XFunds_ @DavidANicholas
• Defiance AAOI PowerMaxx ETF
• Defiance BMNR PowerMaxx ETF
• Defiance BTC PowerMaxx ETF
• Defiance COHR PowerMaxx ETF
• Defiance COIN PowerMaxx ETF
• Defiance CRCL PowerMaxx ETF
• Defiance CRWV PowerMaxx ETF
• Defiance DELL PowerMaxx ETF
• Defiance ETH PowerMaxx ETF
• Defiance EWY PowerMaxx ETF
• Defiance GDX PowerMaxx ETF
• Defiance AAPL PowerMaxx ETF
• Defiance GLD PowerMaxx ETF
• Defiance GOOGL PowerMaxx ETF
• Defiance HOOD PowerMaxx ETF
• Defiance INTC PowerMaxx ETF
• Defiance IONQ PowerMaxx ETF
• Defiance IREN PowerMaxx ETF
• Defiance LITE PowerMaxx ETF
• Defiance MAGS PowerMaxx ETF
• Defiance META PowerMaxx ETF
• Defiance MRVL PowerMaxx ETF
• Defiance AMD PowerMaxx ETF
• Defiance MSFT PowerMaxx ETF
• Defiance MSTR PowerMaxx ETF
• Defiance MU PowerMaxx ETF
• Defiance NBIS PowerMaxx ETF
• Defiance NFLX PowerMaxx ETF
• Defiance NOW PowerMaxx ETF
• Defiance NVDA PowerMaxx ETF
• Defiance ORCL PowerMaxx ETF
• Defiance PLTR PowerMaxx ETF
• Defiance QQQ PowerMaxx ETF
• Defiance AMZN PowerMaxx ETF
• Defiance RKLB PowerMaxx ETF
• Defiance SKHY PowerMaxx ETF
• Defiance SLV PowerMaxx ETF
• Defiance SMCI PowerMaxx ETF
• Defiance SMH PowerMaxx ETF
• Defiance SNDK PowerMaxx ETF
• Defiance SPCX PowerMaxx ETF
• Defiance SPY PowerMaxx ETF
• Defiance TSLA PowerMaxx ETF
• Defiance TSM PowerMaxx ETF
• Defiance ASTS PowerMaxx ETF
• Defiance UNH PowerMaxx ETF
• Defiance WDC PowerMaxx ETF
• Defiance XLF PowerMaxx ETF
• Defiance AVGO PowerMaxx ETF
• Defiance AXTI PowerMaxx ETF
• Defiance BABA PowerMaxx ETF
• Defiance BE PowerMaxx ETF
Eff: Jan 15, 2027
Fees: [tba]
#ETF #NewETF
@defianceinvest
• Xtrackers Active Enhanced Core Equity ETF
• Xtrackers Active Science &Technology Select ETF
• Xtrackers Active Short Duration Income ETF
• Xtrackers Active Systematic Global Small Cap ETF
Eff: Jan 19, 2027
Fees: [tba]
Actively-managed.
#ETF #NewETF
Eff: Jan 15, 2027
Fees: [tba]
Selects investments using an investment philosophy and valuation discipline designed to identify well-positioned, cash-generating businesses run by shareholder-oriented management teams, and may integrate ESG factors alongside traditional fundamental factors as part of its fundamental research process. The Fund is an actively managed ETF benchmarked against the MSCI EAFE Index (Net, USD, Unhedged).
Filing: https://sec.gov/Archives/edgar/data/1479026/000119312526443610/d138384d485apos.htm
#ETF #NewETF
• VanEck EM Focus Inflation Bond ETF | $EMIL
Fee: 0.30% Website: https://vaneck.com Prospectus/data/1137360/000113736026000903/vaneckemfocusinflationbond.htm #ETF #NYSEArcaF/m: $20B in assets, of which $10B across 20 ETFs
T.Rowe: $222B in assets, of which $35B across 39 ETFs
Effective date: early 2027
Fm Invest Announcement@TRowePrice @fminvestllc
They filed IPO docs today with the SEC, but without a timeline nor valuation in this IPO filing. Some figures being reported for the valuation range from $1 trillion to $1.5 trillion making it eligible for the trillions ETF.
Besides the ticker being $ANT, the other interesting piece was the description of the single "Founder Share" which holds 50.1% of the general vote. The share will be owned by a "Founder LLC" itself owned by the seven founders Dario Amodei, Daniela Amodei, Tom Brown, Jack Clark, Jared Kaplan, Sam McCandlish and Christopher Olah.
The Founder Share's vote will be cast by the Founder LLC as determined by simple majority vote by the seven founders.
There are some other caveats and mechanisms in case of death, disagreements, employee share classes, etc.
Filing:
https://www.sec.gov/Archives/edgar/data/2130357/000162828026067168/anthropicpbc-sx1.htm
@AnthropicAI @claudeai
High yield bonds, leveraged loans, investment grade bonds, asset-backed securities, and other debt investments denominated in U.S. dollars issued by AI Infrastructure Companies, using a combination of top-down economic analysis and bottom-up fundamental research.
Eff: Dec 31, 2026 - Fees: [tba]
Filing: https://www.sec.gov/Archives/edgar/data/1879238/000182912626011363/bondbloxxetf_485apos.htm
#ETF #NewETF @bondbloxx
• Nasdaq-100 Index Fund (ETF Share Class)
Eff: Jan 8, 2027 - Fees: [tba]
Shelton Nasdaq-100 Index Fund
ticker: $NDXKX - inception date: October 16, 2003
$48 million in AuM @ 0.77% fees
Filing: https://www.sec.gov/Archives/edgar/data/778206/000199937126023540/etfshare-485apos_102326.htm
#ETF #NewETF
Tracks the Global X Aluminum Miners Index, designed to track the performance of companies involved in aluminum mining and closely related activities such as refining, production, or processing of aluminum, as well as the manufacture of aluminum products.
Companies classified under bauxite mining, alumina refining, and aluminum smelting sub-themes based on FactSet's Revere Business Industry Classification System.
Eff: Dec 31, 2026 - Fees: [tba]
Filing: https://sec.gov/Archives/edgar/data/1432353/000143235326000809/allualuminumminersetf-485a.htm
#ETF #NewETF @GlobalXETFs
• Neuberger Floating Rate Income ETF - ticker: $NFRI
Predecessor fund: NFIIX | Floating Rate Income Fund - Expense ratio: 0.70%
Invests in floating rate securities (including loans) and other investment companies that provide investment exposure to such floating rate securities, focusing mainly on floating rate senior secured loans issued in U.S. dollars by U.S. and foreign corporations.
The Portfolio Managers seek positive returns through in-depth credit research utilizing proprietary analytics processes to assess the strength of a company's credit profile, including consideration of financially material environmental, social and governance factors.
Product page: https://nb.com/products/mutual-funds/floating-rate-income-fund
Filing: https://sec.gov/Archives/edgar/data/1506001/000121390026111059/ea0308907-01_485apos.htm
@followneuberger #NewETF
Actively-managed ETF that pursues diversified investment opportunities across multiple foreign and domestic markets by investing in options, futures, forwards, and swaps on equities, fixed income and commodities, U.S. equities and ADRs, ETFs, and domestic and foreign investment grade fixed income instruments, while also employing an options strategy to generate monthly income from net premiums received on options sold.
The Sub-Adviser, Richmond Quantitative Advisors, LLC, implements the Fund's global allocation strategy using proprietary quantitative trend and momentum models to determine allocations among global equity, fixed income, commodity and real estate markets.
Eff: Dec 31, 2026 - Fees: [tba]
Website: http://grantparkfunds.com
Filing: https://sec.gov/Archives/edgar/data/1314414/000158064226006989/gpcoreincome-etf_485a.htm
#ETF #NewETF
• Memory & Storage Autocallable Income ETF
• Quantum Computing Autocallable Income ETF
• Photonics & Optical Autocallable Income ETF
• Space & Defense Technology Autocallable Income ETF
• AI Power & Grid Autocallable Income ETF
• AI Leaders Autocallable Income ETF
• Robotics & Physical AI Autocallable Income ETF
Eff: Dec 31, 2026 - Fees: [tba]
Filing: https://sec.gov/Archives/edgar/data/1771146/000177114626002057/tuttlecapitalautocallablee.htm
#ETF #NewETF @TuttleCapital @TuttleCap
Eff: Jan 5, 2027 - Fees: [tba]
Invests in debt securities of all types using a systematic, research-driven approach that identifies long-term drivers of debt security returns including valuation, quality, and momentum, while maintaining a duration and dollar-weighted average maturity of three years or less. The fund uses the Bloomberg U.S. 1-3 Year Corporate Bond Index as a guide in structuring the portfolio and allocates assets across investment-grade, high yield, and emerging markets debt securities.
Filing: https://sec.gov/Archives/edgar/data/1562565/000156256526000175/main.htm
Website: http://fidelity.com
#ETF #NewETF @Fidelity
*Hyperscalers are large-scale cloud and technology companies that operate massive global networks of data centers to provide elastic computing, storage, and networking services.
Eff: Jan 5, 2027 - Fees: [tba]
Harbor Capital Advisors, Inc. picks stocks of companies it considers 'hyperscalers,' including Alphabet, Amazon, Meta, Microsoft and Oracle, primarily through direct investments in equity securities and swap agreements.
Filing: https://sec.gov/Archives/edgar/data/1860434/000119312526429066/d86325d485apos.htm
https://x.com/ETFhearsay/status/2113393475181814174?s=20
#ETF #NewETF @HarborCapital
• iShares Bitcoin Managed Protection ETF - $PBIT
Eff: Dec 31, 2026 - Fees: [tba]
Tracks the iShares Bitcoin Trust ETF $IBIT with downside protection with a Managed Protection Strategy that involves purchasing call options in three overlapping tranches to provide exposure to Bitcoin Reference Assets, selling Bitcoin Options to offset costs and limit upside participation, and using a cash management strategy investing in Fixed-Income Investments to generate interest income and provide a level of protection against losses.
Filing: https://sec.gov/Archives/edgar/data/1100663/000119312526425335/d144515d485apos.htm
https://x.com/ETFhearsay/status/2113139940351500792?s=20
Website: https://www.iShares.com/
#ETF #NewETF #BTC @iShares
Swiss regulator FINMA approved the country's first retail bitcoin ETF. Issuer: BIT Asset Management. Ticker: $BBIT. Listing on Switzerland's stock exchange, SIX, expected in November. It's a Swiss fund, not UCITS, but also not an ETN.
FINMA waived diversification rules for this case and classed it as "other funds for alternative investments."
$IBIT #BTC
Avos Capital Management, LLC, employs a multi-step, country- and company-level investment process that dynamically constructs a portfolio by assessing long-term structural valuation measures and shorter-term market dynamics across countries, regions, sectors, and companies. At least 30% in non-US stocks.
Prospectus here.
#ETF #NewETF
@alphaarchitect
Listing this week and next on Xetra, LSE, and Borsa Italiana.
T. Rowe Price Integrated Global Equity UCITS ETF | ISIN: IE000EZK03S4 | Xetra: $TRPG
T. Rowe Price Integrated US Equity Enhanced Index UCITS ETF | ISIN: IE000XY8XBU2 | Xetra: $TRPU
* $TRPG at 0.25% and $TRPU at 0.14% but waived to _0.00%_ to at least October next year. Unfortunately the prospectus, KID, PRIPs or even factsheet nowhere to be found so this is just literally hearsay (!) for now.
I can confirm from the Central Bank of Ireland's registers that the ETFs were "approved" back in September, but as the prospectus distribution is pushed to exchanges/issuers instead of a centralized location investors are at the mercy of varying degrees of document presentation. I really appreciate the SEC's EDGAR much more now.
ETF issuers entering the European market really need to have all the fund documentation lined up with the launch date, at the same time they put out all the marketing and press releases go out.
Xetra TRPG
@TRowePrice #UCITsETFs
Henry's ETF Alert, Research, and Strategic Analysis sYstem
New ETF Listed today THOR Conservative Risk Dynamic ETF | $THCR Fees: 1.10% = 0.85% MGT + 0.25% AFFE Multi asset strategy ETF using other ...